My Review

As part of our ongoing service to you it is important that we hold regular reviews to ensure that you remain on track to achieve your goals and objectives.

To streamline this process we have created a online version to gather some of the information required to carry out these reviews remotely. It shouldn’t take more than 10 minutes to complete.

We just need a few details about you to ensure our records are up to date.

  • Your Details
  • Personal Circumstances
  • Attitude to Risk Questionnaire
  • You are nearly finished

Client one details

Full Name

Address

Email address

Phone number

UK Resident?

Have you made a Will?

Is this up to date?

Do you have a lasting/ Enduring power of Attorney?

Dependent Details

Employment Status

Occupation

Employer Name

Net Monthly Income

Monthly Expenditure

Client Two details (If applicable)

Full Name

Is your address same as Client One?

Email address

Phone number

UK Resident?

Have you made a Will?

Is this up to date?

Do you have a lasting/ Enduring power of Attorney?

Dependent Details

Employment Status

Occupation

Employer Name

Net Monthly Income (If Joint just add in Client one)

Monthly Expenditure

>

Have there been any material changes to your circumstances? (Not limited to these examples)

Please Detail any changes in personal circumstances

Client objectives

What would you say are your main objectives in terms of financial planning?

Have these changed since we last spoke?

If you have multiple plans and different objectives please tell us a little bit about the objectives for each plan.

>

Just need to answer a few questions.

People who know me describe me as a cautious person

I feel comfortable about investing in the stock market

I generally look for the safer investments, even if that means lower returns

Usually it takes me a long time to make up my mind on financial matters

I associate the word “risk” with the idea of “opportunity”

I generally prefer bank deposits to riskier investments

I find investment matters easy to understand

I’m willing to take substantial investment risk to earn substantial returns

I’ve little experience of investing in stocks, shares or investment funds

I tend to be anxious about the investment decisions I’ve made

I’d rather take my chances with higher risk investments than have to save more

I’m not comfortable with the ups and downs of stockmarket investments

Using the risk profile descriptions we sent please indicate below what you think your risk profile is and then explain why. We will then analyse the answers you gave and we can discuss the findings. Please remember this inst a right or wrong answer. You might even find that you have different risk profiles depending on what type of investment. This information is crucial when determining where and what you should be investing in and we will discuss this in more detail.

Risk Profile Outcome

Why do you think you are this risk profile?

Annual Review

Do you wish to have a Annual Suitability review this year?

If yes, What would be your preferred method

Do you have any preferred dates/times for a review?

If no, please tell us why you feel like you font require a review this year.

Is there any other information you think we need to know at this stage?